Sapient Road Wealth Management LLC (“Advisor”) is a registered investment advisor. Information contained in this site is for informational purposes only and should not be considered investment advice. Advice may only be provided after entering into an advisory agreement with Advisor. Information is at a period in time and subject to change.

Our current Disclosure Brochure is set forth on Form ADV Part 2 and is available for your review upon request.

Please contact Advisor promptly if there are any changes in your financial situation or investment objectives, or if you wish to impose, add or modify any reasonable restrictions to the management of your account.

Except as may be appropriate in connection with their job responsibilities, and without limiting the provisions of any confidentiality agreement previously signed, Sapient Road employees may not release information to any person not associated with Sapient Road (except to those concerned with the transaction, entitled to the information on behalf of the Client or providing legal, accounting or administrative services to Sapient Road) as to: (1) the securities holdings, names or other information of any Client; (2) any transactions executed for any Client; (3) any transactions, aggregate holdings in, or trading decisions or considerations regarding, any security or investment technique; or (4) any information regarding any investor in, or party or counterparty to a transaction. In particular, Sapient Road employees must take special precautions not to disclose information concerning recommendations, transactions, or programs to buy or sell particular securities that are not yet completed or are under consideration, except: (1) as necessary or appropriate in connection with their job responsibilities; (2) in conjunction with a regular report to shareholders or investors; (3) in conjunction with any report to which the persons are entitled because of provisions of an investment management agreement or other similar document governing the operation of Sapient Road; (4) as otherwise may be required by law (in such event, upon notice to Sapient Road); or (5) after the information is otherwise publicly available.

Sapient Road employees may not disclose any nonpublic personal information about its Clients or former Clients to anyone other than appropriate regulatory authorities, Sapient Road’s attorneys, accountants, administrators, auditors or another Sapient Road employee without the authorization of the CCO. All disclosure of such nonpublic personal information should be limited to the extent necessary or appropriate.

Some Clients or prospective Clients or investors may demand further information about Sapient Road’s investment management activities on behalf of its Clients. These inquiries should be referred to Sapient Road’s CCO. The CCO may choose to provide information which would generally be covered by the confidentiality policy to those persons who agree, in writing, to (1) hold such information in strict confidence and (2) not misuse such information.

Sapient Road provides notice to its Clients describing Sapient Road’s privacy policies, to the extent required by law (see Exhibit 2). Sapient Road’s Client contracts contain an acknowledgement of receipt of the privacy notice, if required. Sapient Road ensures that appropriate safeguards are in place to ensure privacy of Client information, including placing sensitive information behind password protection on computer systems and limiting access to those personnel with a “need to know”. These safeguards are reviewed, no less frequently than annually, by the CCO.